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Understanding the Capabilities of Windows Installer (part 1) - Understanding the Windows Installer architecture

11/8/2011 9:24:39 AM
By now, you're starting to realize how many features and functionalities the Windows Installer service can offer you. Here's a more complete list of these features:
  • Restore the target system to its preinstallation state or rollback: This is one of the nicest aspects of Windows Installer because it tracks the state of a computer system before it begins a software installation. If for some reason an installation fails, WIS returns the system to the previous state, making sure that failed installations do not destabilize systems. This is done through the creation of temporary files during the installation. These files are only available during the installation; once complete, you must use the uninstall command to remove the application (/x).

  • Provide application resiliency: This gives WIS the ability to check the health of an application and repair or reinstall damaged pieces of the application. This requires access to the original installation source (or a copy available at a specified location) because the repair requires access to the original installation files.

  • Clean uninstallations: Because WIS tracks all of the components making up an application during its installation, it can safely remove the application from a system, even if the application shares components with other applications on the same system. WIS also tracks which applications share the components and keeps them if there are still applications that require them on the system.

  • Control reboots during installation: WIS gives you the ability to either call for or suppress reboots during the installation of your software. For example, this feature lets you install a required component, such as the Microsoft SQL Server Desktop Engine (MSDE), reboot the computer if required, and continue with the installation of your product.

  • Componentization or separation of the components of an installation into discreet units that are treated as whole components by the Windows Installer service.

  • Source list control: Windows Installer lets you control the source locations for the installation. Each time a package is updated, WIS updates the folder from which it is updated and adds it to the source list if it isn't already there. The next time it needs to repair an installation, it will look to this folder for an installation source. For increased resiliency, several source locations may be specified for any one MSI package. Source list control is a very important part of WIS package management.

  • Merge module inclusion: You can include mini-packages into your own software installation. For example, this is how you would include MSDE into your own package.

  • Command line options for installations: Because WIS uses a single command line tool for installations — the msiexec.exe command — it allows you to use standard command line structures to install products. In addition, the command line supports the modification of MSI packages through transforms and/or patches, letting you use one single interface for installation, patching, and customization. The msiexec command also includes several levels of logging, which make it quite practical to use when you are having problems with an installation. Because WIS installations are performed through the msiexec command, setup.exe commands are no longer really needed, though they are often included in applications to make the install more transparent to users. A WIS installation that uses a setup.exe normally installs any required prerequisites in support of the installation and then simply calls msiexec with the proper switches.

  • Taking the extensive command line support provided by Windows Installer even further, you may also specify the value of any public properties right at the command line: Public properties act as variables that dictate the behavior of a Windows Installer Setup. There are several common public properties that control everything from how an application appears in the Add/Remove Programs applet to how a required reboot should be handled. Further, authors may dictate their own public properties to allow custom command line option support for their Windows Installer setups.

  • Group Policy control: Windows includes a series of Group Policy settings both at the user and at the system level for the control and operation of the Windows Installer service.

  • Installation on demand: Because this function lets you choose whether a software component is installed during the software installation, it speeds up installations. With Installation on Demand, the feature or function that was not installed originally can be installed when it is first used by the user. This is another reason why original installation sources must be maintained on the network. Be careful with this feature because many users find it extremely annoying to see the Windows Installer service launch when they are in the middle of using a product simply because the feature wasn't installed originally.

  • Application advertisements: This function is much like the Installation on Demand function, but performs even faster because all it does is place the shortcut to the application on the user's desktop. The application isn't actually installed until either the user clicks the shortcut to use it the first time or the user tries to open a document associated with the application.

  • Administrative installations: This allows you to perform a single network installation, which would then let users install the software without access to the original CD version. WIS provides one single standard format for these administrative installations.

1. Understanding the Windows Installer architecture

The Windows Installer package is everything that is required to perform the installation of a software product. The first part of the package is the .MSI file. This file includes all of the instructions for the installation. Along with the instruction file, you also have CAB files, which are compressed files that contain the software parts to be installed. These software parts do not necessarily need to be compressed into CAB files; they can simply be stored in a folder structure that is distributed with the .MSI file. In addition, the software parts could also be contained in CAB files that are stored within the .MSI file. It all depends on your preference based on the size of the bits that make up the software product. For example, a small program, such as WinZip Computing's WinZip compression tool, could be stored within a single .MSI file. On the other hand, a very large program such as Microsoft Office 2007 will contain an .MSI file, several .CAB files, and separate components as well, because the bits making up this installation take up several hundred megabytes.

Within the .MSI file is the installation database — a relational database that the Windows Installer service uses to perform the installation. The information in this database is hierarchical in nature and includes the following:

  • Product: This is the highest layer of the hierarchy. It usually identifies what needs to be installed, for example Microsoft Office 2007. The product is identified by WIS through its product code, which is a globally unique identifier (GUID).

  • Features: A product is composed of features. Features are units of installation that can be discretely selected during installation. For example, in Microsoft Office 2007, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, and so on are all features, and users can select or deselect them when installing Office. Features can also include subfeatures. For example, in Microsoft Excel, the Help files are a subfeature. The same applies to Excel Add-ins, Sample Files, and so on. Each item that can be selected or deselected for installation is a feature or subfeature. Features can be shared across applications. One good example is the Spell Checker in Microsoft Office. It is shared between all Office applications, but it is not automatically removed when a feature that uses the shared feature is uninstalled. For example, if you want to remove Excel from a system, but keep Word, Windows Installer would not automatically remove the Spell Checker. In fact, WIS will not remove a shared component until it knows that no other installed product requires it. That's because it tracks which product uses which shared features.

  • Components: Features are made up of components. A component is a collection of files, registry keys, shortcuts, and other types of resources (for example, an icon image) that make a feature work on a computer. As far as Windows Installer is concerned, components are single units that are identified with special GUIDs called the component code within the installation database. Because they are considered as single, cohesive units, components do not share files or any other object. If two components on the same computer include the same file, both will maintain a copy of that file on the system. Treating application objects as components helps speed up the operation of Windows Installer because it limits the number of items WIS needs to keep track of. Components can be shared between applications, but if two applications need to rely on the same component, both must include it in its installation. When the second product is installed, Windows Installer realizes that the component is already on the system and does not re-install it.

    Instead, it adds a special counter called a refcount to the database to identify how many products use the component. The refcount ensures that the component is not removed until all the products that need it are removed from the system. Of course, because the identification of a component is based on its GUID, two applications sharing the same component must be sure to make use of the same GUID to have the component properly managed. A good example of how a component should be structured is related to all elements that a product will want to store in the HKEY_CURRENT_USER registry key. All of these elements should be contained within the same component because this way, when a new user tries to access the product, the resiliency features of WIS will automatically identify that these elements are missing from the user's profile and add them as a single group.

  • Key paths: Key paths are associated with components. Each component has a key path that the Windows Installer service associates with the component. Key paths identify whether or not a component is fully installed. This is through a special file or setting included in the key path. Windows Installer uses the key path to determine the health of each component within a product. If a key path is missing or incomplete, WIS can trace it back to the feature it belongs to and reinstall the entire feature or subfeature. This engine provides self-healing for WIS installations. The time it takes to repair an application depends on the number and size of the components within a given feature.

While some people who author Windows Installer setups choose to create one feature per component, it is not necessary to do so since a feature can be made up of multiple components. In addition, the same component can be used by multiple features. To ensure that self-repairs are not overly lengthy in time, authors have to balance the number of components they include in each feature with the number of features or subfeatures they include in their products. For example, if all components were stored in one feature, any self-repair operation would result in a reinstallation of the entire application.

Figure 1 illustrates the installation dialog box for Microsoft Office 2007. As you can see, Office 2007 is made up of multiple features and subfeatures. Users can discretely select each feature and subfeature during an interactive installation. In addition, they can determine how the feature or subfeature will be installed.

As shown in Figure 2, four choices are available for how you may choose to install each feature or subfeature:

  • Run from My Computer: This option installs the feature, but not all of its subfeatures.

  • Run All from My Computer: This option installs the feature and all of its subfeatures.

  • Installed on First Use: This option installs the feature only if you choose to use it while working with the product.

  • Not Available: This option does not install the feature.

Figure 1. Reviewing the makeup of the Microsoft Office 2007 Windows Installer package

Run all from My Computer is often the best option to select because you are guaranteed that whatever you may need from this feature and its subfeatures is available to you whenever you need it. Installed on First Use is sometimes used in networks, but does result in annoying pop-ups of the Windows Installer dialog box while users are attempting to work with the software. When local drive space is an issue, this capability may make sense but is generally not a good idea. In addition, this option requires constant access to the installation source files. This is not very useful for mobile users who may not be connected to the network when they need the feature. For this feature to work for them, you would need to store the setup files locally (which defeats the purpose of saving drive space). While choosing Run All from My Computer may install unnecessary features and components, by far the option gives the most pleasant experience to the user. For this reason, it is often the best feature to use. If you decide you prefer not to use this option, make sure that whatever is not installed is set to Not Available. This ensures that no installations need to take place while users are working with a product.

Figure 2. Viewing feature installation options

Reviewing the Windows Installer database structure

As mentioned previously, Windows Installer installations are based on the .MSI file that is included with the product setup. This file is nothing more than a set of installation instructions that are organized in tables within a relational database. Each table is defined by the Windows Installer Software Development Kit (SDK). This SDK includes Orca, an MSI database editor that has limited functionality. In an organization that invests in an Enterprise Software Packaging strategy, you will require much more comprehensive tools to view, edit, and create MSI installation databases.

The tables found in the MSI database contain a series of information types within rows and columns. For example, one commonly used table is the Launch Conditions table. This table sets out the conditions under which an installation may or may not be executed. A good example of this is when you create a package for a product that is designed to run on workstations and not on servers. In this case, you would put in a launch condition that verifies the operating system onto which the package is being installed, and if the OS query returned Windows Server 2008, 2003, or 2000, you would display a message stating that this is an unsupported OS and abort the installation process.

The tables that make up the body of an MSI database are the sequence tables. Sequence tables tell Windows Installer what to do during an installation and in which order it should be done. A common sequence of events is the verification of the Launch Conditions, and then if they are met, the copying of installation files, the modification of the registry, and the removal of temporary files, such as those used for rollback.

There are three types of sequence tables, each tied to a specific Windows Installer service feature. The first is the Admin table type. Admin tables are used for administrative installations or installation of a product into a network share to create a remote installation point for the product. The second type of sequence table is the Advertisement. This table type is used to advertise products and features. Advertised features and products are not actually installed until the user activates it by trying to use it. The final type is Installation and is the most commonly used sequence table because it controls how a product is installed. The Installation type can be used for either interactive or silent, background installations.

Along with each sequence table type, you have two associated subtables: InstallUISequence and InstallExecuteSequence. The first, InstallUISequence, is used for interactive installations and includes all of the dialog boxes that are displayed to the user during the interactive installation. The second, InstallExecuteSequence, lists the actual steps to perform during the installation. The InstallExecuteSequence table includes a column called Actions, which includes a set of predefined actions that the Windows Installer service can perform. Some of these actions include:

  • Check for execution requirements (Launch Conditions)

  • Search for previous versions of the product in order to upgrade it

  • Create folders

  • Create shortcuts

  • Install or delete files

  • Install or remove registry keys

  • Move or copy existing files to new locations

  • Install, remove, start, or stop Windows services

  • Install or uninstall Common Language Runtime (CLR) assemblies within the .NET Framework

  • Install or remove ODBC drivers and data sources

  • Register COM classes or COM+ applications

  • Modify environment variables

NOTE

When running a Windows Installer package silently, the InstallUISequence is not used. Therefore, if you are customizing an MSI setup that you intend to deploy in a silent, automated manner it is important to place such customizations in the InstallExecuteSequence table.

Windows Installer supports custom actions, or actions you define yourself. In support of custom actions, Windows Installer can execute VBScript or JScript code, run commands from the command line, or call functions that may have been defined in a special dynamic link library (DLL) that you programmed. Custom actions are very powerful and add almost any installation action to the Windows Installer service.

Finally, another table that is commonly edited by administrators within MSI packages is the Property table. Properties can be used to define installation variables. They work much like environment variables do in Windows itself. For example, the Property table helps you ensure that an installed product is available to only a single user or to all users of a computer. This is done through the ALLUSERS property which will tell WIS to either install product settings on a per user per machine basis. Note that property names are case sensitive so allusers does not mean the same thing to WIS as ALLUSERS (public properties are always named in uppercase letters). Properties can be applied during installation in one of two ways. The first is through the msiexec.exe command, but this command only works with public properties. The second is through another special WIS file type called a transform. Transforms can be used to manipulate any property; in fact, transforms can be used to manipulate any of the tables in an MSI package.

Another useful property is ROOTDRIVE. By default, WIS installs products into the drive with the freest space. If your workstation drives are split into more than one disk partition, for example, C: for system files and D: for data, and the D: drive has more free space than the C: drive does, WIS will automatically install programs on the D: drive. Specifying this public property with an explicit value (for example, ROOTDRIVE=C:\) will ensure that your packages are always installed on the C: drive.

The few tables mentioned here are not comprehensive lists of all the tables available within a Windows Installer database. There are quite a few tables within this database structure. For example, other tables include:

  • Application design

  • Feature

  • Component

  • Feature components

  • Directory

  • File copy

  • File

  • Media

  • Registry entry

  • Installation procedure

  • User interface

  • Desktop integration

  • Installation validation

You will not need to understand all tables unless you choose to author an MSI setup without the aid of an authoring or repackaging tool.

Getting familiar with Windows Installer file types

All of the installation options are available programmatically as well. This is where the different file formats for the Windows Installer service come into play. You're already familiar with the MSI file extension. This is the file that contains the installation database and can also contain compressed CAB files, application settings, and other resources that make up the package required to install the product. Windows Installer also uses other file formats to perform special operations during installation.

The second most prevalent Windows Installer file type is the MST or transform file. The transform is a secondary file that is tied to the MSI database during execution to modify the behavior of the installation. One strong reason to make use of transform files is to adhere to the highly recommended practice of never modifying an MSI file received from a manufacturer. These files follow a specific structure and include specific content that will be required when it is time to upgrade or even simply remove a file from the system. If you modify the internal contents of an original MSI, you may break its upgrade or removal capability.

Therefore, when you want to customize the installation behavior of any given MSI, you need to transform it by adding all of your custom changes into an MST. When you run the msiexec.exe command to install the product, you use the TRANSFORM public property to apply the transform during installation. This maintains the integrity of the original MSI file while allowing you to customize the installation to your own needs.

Transforms can include most any type of customization but the most common are these:

  • Identify which features of a product should be installed.

  • Determine if and how users interact with the installation. Most often, there is little or no user interaction.

  • Identify which answers need to be provided to the setup during installation. This includes items such as installation location and product activation keys.

  • Identify which shortcuts should be created and where they should be placed. Get rid of special Internet offerings and other annoying bits from manufacturers' products.

  • Include additional files, such as corporate document templates.

  • Identify which registry settings are to be modified and how.

As you can see, transforms are a useful way to modify the original MSI.

The next most common Windows Installer file type is the MSP or patch file. Patches are updates to the product that do not affect the ProductCode attribute within the MSI database. It may increment the ProductVersion for the MSI. When the ProductVersion is modified, the patch is usually large enough to be considered a service pack or, in WIS terms, a major update. When it does not affect the ProductVersion, the patch is considered a minor update.

NOTE

If you modify the source code for a deployed product, you will need to update or refresh the deployed installation. The reason is that the source files for a deployed installation may reside on a network share in support of self-healing. If you modify these source files without updating the deployed installations, self-healing will no longer work, especially if the ProductVersion attribute has been modified by the patch. To reinstall the product on all deployed systems you should run the following command:

msiexec /fvomus name_of_the_package.msi REINSTALL=ALL

The switches used in the above command include the following functions:

f — fix or repair an application
v — run from the source and re-cache the local package
o — if file is missing or an older version is installed
m — rewrite all computer specific registry entries
u — rewrite all user specific registry entries
s — overwrite all existing shortcuts

As of version 3.1, you could actually use only /fv since all other switches are now the default repair behavior.

When you run an installation through the Windows Installer service, you actually create an installation database on the target computer. This installation database is then used to support long-term program viability features. Applying patches for software products that are integrated to the Windows Installer service means updating this installation database and modifying key components, often-dynamic link libraries (DLLs) of the program.

Although original MSI files are often transformed through MST files to customize their installation within corporate networks and adapt them to corporate standards, the MST does not modify the original MSI. Patches, on the other hand, modify the original installation database as well as key program components (see Figure 3). Therefore, when patches are made available, you need to apply them to installed copies of the product to update the deployed installation database as well as apply them to any administrative installation of the software you may have performed. This will ensure that anyone performing future installations or repair operations from this administrative install point will install an updated version of the product.

Yet another Windows Installer file type is the MSM or merge module. The merge module is designed to allow you to include subproducts into your installation. For example, several products require a database to operate. To ensure that such a database is available, they will include a copy of the freely distributable SQL Server 2005 Express Edition or the Microsoft SQL Server Desktop Engine (MSDE).

These are the major file types used with the Windows Installer service. For example, when you just export the installer database out of an MSI file, you create an IDT file (Installer Database Tables). During the preparation of installer patches, manufacturers will work with PCP files. During the creation and/or preparation of an MSI package, you may work with CUB or package validation files.

Figure 3. Reviewing the MSP patching process

Finally, when you integrate a Windows Installer package with Group Policy to deploy it to a user instead of a computer, Group Policy will create an AAS file that is an advertisement script. This script is deployed to the user instead of the actual MSI. The script supports the automatic installation of the package after the user clicks on the product shortcut the script creates or on a document that requires the product to open. The full list of file extensions used with Windows Installer is in Table 1.

Table 1. File Types Associated with Windows Installer X
File ExtensionPurpose
MSIInstallation database and possible installation resources
MSTInstallation transformation instructions
MSPPatch information to be applied to original MSI
MSMMerge module to be integrated into MSI
IDTExported Installer database file
PCPPatch creation file used during patch preparation
CUBMSI package validation file
AASGroup Policy advertisement script
CABCompressed file containing installation resources for a product

Other -----------------
- Working with Windows Installer : Introducing Windows Installer
- Managing Windows Vista : Managing Settings for a Presentation
- Managing Windows Vista : Controlling the Power Options
- Add an Xbox 360 : Configure the Windows Vista–Based PC
- File Type Associations (part 4)
- File Type Associations (part 3) - Customize Context Menus for Files
- File Type Associations (part 2) - Change the Icon for All Files of a Type
- File Type Associations (part 1) - Anatomy of a File Type
- Registry Tasks and Tools (part 5) - Back Up the Registry
- Registry Tasks and Tools (part 4) - Export and Import Data with Registry Patches & Prevent Changes to a Registry Key
 
 
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